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Thursday, May 5, 2011

Caterpillar Stock

Direct Stock Purchase Program

Caterpillar's direct services and transfer agent, BNY Mellon Shareowner Services, offers an Investor Services Program for investors wishing to purchase or sell Caterpillar Inc. Common Stock. This plan is available to both present stockholders of record as well as to individual investors wishing to make an initial purchase of Caterpillar Inc. Common Stock.

The hypertext link to information about the Investor Services Program is maintained, offered, and administered by BNY Mellon Shareowner Services. This Program is not sponsored or administered by Caterpillar Inc.

By clicking the button below, the viewer understands this communication does not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful.

Continue to the Investor Services Program.

Requests for Program materials must be directed to our Transfer Agent, BNY Mellon Shareowner Services:

Current Stockholders:
866-203-6622 (Inside U.S. and Canada)
201-680-6578 (Outside U.S. and Canada)

Non-Stockholders:
866-353-7849 (Inside and Outside U.S. and Canada)

TDD for the hearing impaired:
800-231-5469 (Inside U.S. and Canada)
201-680-6610 (Outside U.S. and Canada)

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